|
||||
|
NY-Sleepy Hollow, Description: Investigates and responds to regulatory requests and sales practice complaints made against Company Agents and Registered Representatives. Evaluates and distributes non-sales practice complaints to the appropriate area of the Company for review and ensures that thorough and timely response is made. Thoroughly investigates and responds to agent-related policyowner complaints. Formulate
|
||||
| Complaint Review Unit - Compliance Professional | ||||